Most Important Terms and Conditions (MITC)

Trade Execution & Fees

• These terms and conditions, and consent thereon, are for the research services provided by the Research Analyst (Sandeep Rinwa). The RA cannot execute or carry out any trade (purchase/sell transaction) on behalf of the client; clients are advised not to permit the RA to execute any trade on their behalf.
• The fee charged by the RA to the client is subject to the maximum amount prescribed by SEBI / Research Analyst Administration and Supervisory Body (RAASB) from time to time (applicable only for Individual and HUF clients).

• The RA may charge fees in advance if agreed by the client. Such advance shall not exceed the period stipulated by SEBI, presently one year. In case of premature termination of RA services by either party, the client is entitled to a refund of proportionate fees only for the unexpired period.
• Fees may be paid through cheque, online bank transfer, UPI, etc. Cash payment is not allowed. Clients can optionally pay through the Centralized Fee Collection Mechanism (CeFCoM) managed by BSE Limited (the currently recognized RAASB).

Conflict of Interest & Return Guarantees

• The RA abides by the applicable regulations, circulars, and directions specified by SEBI and RAASB regarding disclosure and mitigation of any actual or potential conflict of interest, and will endeavor to promptly inform clients of any conflict that may affect the services rendered.
• Any assured/guaranteed/fixed returns schemes, or any other schemes of similar nature, are prohibited by law. No scheme of this nature shall be offered to the client by the RA.
• The RA cannot guarantee returns, profits, accuracy, or risk-free investments from the use of the RA’s research services. All opinions, projections, and estimates of the RA are based on the analysis of available data under certain assumptions as of the date of preparation/publication of the research report.

Recourse on Losses

• Any investment made based on recommendations in research reports is subject to market risks, and recommendations do not provide any assurance of returns. There is no recourse to claim any losses incurred on investments made based on the recommendations in the research report.
• Any reliance placed on the research report provided by the RA shall be as per the client’s own judgement and assessment of the conclusions contained in the research report.
• SEBI registration, enlistment with RAASB, and NISM certification do not guarantee the performance of the RA or ensure any returns to the client.

Grievances

For any grievances:

1. Step 1: Contact the RA using the details below.
2. Step 2: If the resolution is unsatisfactory, lodge a grievance through SEBI’s SCORES platform at SEBI SCORES portal.
3. Step 3: Consider Online Dispute Resolution (ODR) through the Smart ODR portal at SEBI SMART ODR platform.

Client Duties & Credential Safety

• Clients are required to keep contact details, including email ID and mobile number, updated with the RA at all times.
• The RA shall never ask for the client’s login credentials or OTPs for the client’s trading account, demat account, or bank account. Never share such information with anyone, including the RA.